Deputy Manager/Manager - Risk & Compliance
- Employer
- Mahindra Asset Management Company
- Location
- Mumbai, Worli
- Salary
- Compensation as per industry standards
- Closing date
- Jun 2, 2019
View more
- Job Function
- Banking, Compliance/Regulatory, Risk Management
- Industry Sector
- Asset Management
- Employment Type
- Full Time
- Education
- Bachelors
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- Monitoring of all applicable regulatory & internal investment limits (time of trade & end of day) and timely escalation to the investment team, wherever required;
- To ensure compliance with the applicable regulatory requirements for the risk management activities.
- A periodical analysis of various business activities to identify any new potential risk areas and introduce controls / processes to mitigate the same in coordination with the relevant business / functional owners;
- Design a risk matrix and assign identified risks under high / medium / low risk categories basis the risk scores;
- To analyse and discuss with the management, risk areas associated with any new business initiatives and/or new products.
- Periodical portfolio and performance attribution analysis of the mutual fund schemes and present liquidity / credit risk analysis to various committees & management;
- To maintain and update the risk register on a regular basis and ensure appropriate controls are in place for such reported potential risk areas;
- Identification and monitoring of various operational risks and ensuring appropriate controls are introduced on a timely basis for such risks;
- Conducting periodical risk management committee meetings;
- To handle internal audits of function wise risk management areas;
- To keep a track of all market events / news especially on the issuers/companies forming part of the scheme portfolios.
- Providing training to the staff to build risk awareness within the organization
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