Portfolio Management Associate Director
- Employer
- Morgan Stanley USA
- Location
- New York, NY, USA
- Salary
- Competitive
- Closing date
- Feb 6, 2019
View more
- Job Function
- Wealth Management
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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POSITION SUMMARY: The Portfolio Management Associate Director works with Portfolio Management certified Financial Advisors who have earned the Senior Portfolio Management Director title in executing the responsibilities outlined below.
DUTIES and RESPONSIBILITIES:
Qualifications:
EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:
Education and/or Experience
Knowledge/Skills
REPORTS TO:
Morgan Stanley
EOE committed to diversifying its workforce.
M/F/D/V
DUTIES and RESPONSIBILITIES:
- Supports Financial Advisors in analyzing portfolios and developing advanced PM solutions and strategies for clients
- Accompanies Financial Advisor to meetings to discuss investment strategy options and performs market reviews
- Manages clients' estate, trust, retirement, and insurance objectives with the Financial Advisor
- Develops marketing and seminar materials and helps distribute targeted presentations to clients on behalf of the Financial Advisor
- Screens new client prospects that are developed through leads and referrals to determine suitability for addition to group
- Makes asset allocation recommendations to the group and sets up the portfolio in conjunction with the Financial Advisor
- Critically examines current holdings to evaluate if portfolio action is warranted
- Proactively evaluates and upgrades platforms for the Portfolio Management Group and maintains all hardware
- Implements decisions by using PM trading platforms or other Firm's online technologies to input trades
- Determines scope of and performs necessary database and internet research and screening and produces monthly or quarterly reports using proprietary software
- Leads research meetings
- Identifies swap opportunities
- Conducts credit research and develops valuation models
- Complies with allindustry rules and regulations and Firm policies
Qualifications:
EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:
Education and/or Experience
- Minimum of 10 years of post-high school education and/or work experience in a field relevant to the position required
- Advanced degree or professional certification preferred (e.g. former attorney, CPA, extensive background in financial services)
- Active Series 7, 63 and 65, or Series 7 and 66
- Additional product licenses may be required
- Strong compliance record
Knowledge/Skills
- Strong written and verbal communication skills
- Strong knowledge of applicable compliance rules and regulations and firm policies
- Knowledge of financial industry / products
- Proficient in applicable software applications
- Successful completion of the Portfolio Management Coursework or holds the CFA designation
REPORTS TO:
- Complex Business Service Officer and a dotted line to the Business Service Manager
Morgan Stanley
EOE committed to diversifying its workforce.
M/F/D/V
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